Cetera Investment Management LLC

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Company Details

Name:	Cetera Investment Management LLC
Jurisdiction:	MISSISSIPPI
Business Type:	Limited Liability Company
Status:	Good Standing
Effective Date:	17 Apr 2013 (12 years ago)
Business ID:	1019064
State of Incorporation:	DELAWARE
Principal Office Address:	2301 ROSECRANS AVE, STE 5100EL SEGUNDO, CA 90245
Historical names:	Tower Square Investment Management LLC Cetera Investment Management LLC

Agent

Name	Role	Address
CORPORATION SERVICE COMPANY	Agent	109 Executive Drive, Suite 3, Madison, MS 39110

Manager

Name	Role	Address
JOSEPH D. NEARY	Manager	655 W. Broadway, 12th Floor, San Diego, CA 92101
THOMAS A. GOOLEY	Manager	2301 ROSECRANS AVE, STE 5100, EL SEGUNDO, MS 90245
TODD C MACKAY	Manager	2301 ROSECRANS AVE, SUITE 5100, EL SEGUNDO, CA 90245

Filings

Type	Status	Filed Date	Description
Annual Report LLC	Filed	2025-04-14	Annual Report For Cetera Investment Management LLC
Annual Report LLC	Filed	2024-04-14	Annual Report For Cetera Investment Management LLC
Annual Report LLC	Filed	2023-03-06	Annual Report For Cetera Investment Management LLC
Registered Agent Change of Address	Filed	2022-03-31	Agent Address Change For CORPORATION SERVICE COMPANY
Annual Report LLC	Filed	2022-03-04	Annual Report For Cetera Investment Management LLC
Annual Report LLC	Filed	2021-04-11	Annual Report For Cetera Investment Management LLC
Annual Report LLC	Filed	2020-04-15	Annual Report For Cetera Investment Management LLC
Annual Report LLC	Filed	2019-04-03	Annual Report For Cetera Investment Management LLC
Amendment Form	Filed	2018-10-17	Amendment For Cetera Investment Management LLC
Annual Report LLC	Filed	2018-04-04	Annual Report For Cetera Investment Management LLC

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Date of last update: 13 May 2025

Sources: Company Profile on Mississippi Secretary of State Website